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What You Need to Know Before You Say Anything You just found out the SEC is investigating your company. Maybe you recieved a subpoena, maybe you heared it threw the grapevine, maybe your boss…

When Anthony Coronati decided to ignore his SEC subpoena back in 2013, he probaly thought the problem might just go away on its own. Maybe the SEC would lose interest or move on to…

If your reading this, you've probably seen the scary headlines: "Securities Fraud: Up to 20 Years in Prison!" Maybe you Googled your situation and now your convinced your going to spend the next two…

Can I Represent Myself in an SEC Investigation? The Honest Answer Look, your on this page because something scary just happened. Maybe you got a letter from the SEC, or maybe some investigator called…

Your hands are probably shaking right now. That thick envelope from the Securities and Exchange Commission is sitting on your desk, and your Googling for answers while you're heart pounds in your chest. Look,…

The day you recieve a Wells Notice from the SEC feels like the day you're professional world stops spinning. Your hands might shake as you read the formal letter. You're mind races with questions.…

The day you recieve a Wells Notice from the SEC feels like the day you're professional world stops spinning. Your hands might shake as you read the formal letter. You're mind races with questions.…

You tore open the envelope with the certified mail sticker. U.S. Department of Justice letterhead. Your name in black ink. "You are a target of a federal grand jury investigation." Your hands are shaking.…

Three FBI agents are standing in your office. One is photographing your filing cabinets. Another is imaging your computer hard drive. The third just asked you to "explain your EIDL application" while they bag…

You Just Got Offered a "Queen for a Day" Deal-Now What? The prosecutor's letter sounds friendly. They want to "hear your side of the story." Their offering you protection-a proffer agreement, sometimes called a "queen for…