Written by the lawyers who fight these cases.
Target letters, subpoenas, proffers, sentencing - practical answers for people actively facing these decisions, published from the defense desk.
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Featured · Uncategorized
DOJ Target Letters
Read the article: DOJ Target LettersYou received a target letter from the U.S. Attorney’s office. You’re freaked out. You Googled “What should I do if I received a target letter?” and you’re now…
FIG. - THE DEFENSE DESK
Latest from the desk.
Federal · White collar · Process
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Do I Need a Lawyer for an SEC Subpoena?
Read →: Do I Need a Lawyer for an SEC Subpoena?The question isn't whether you need a lawyer. By the time you're asking it, you've probably already talked to the SEC without…
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Can I Fight an SEC Subpoena?
Read →: Can I Fight an SEC Subpoena?Yes, you can fight an SEC subpoena. But "fighting" isn't what you think it is. The word "fight" suggests confrontation, resistance, victory.…
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SEC Subpoena vs. Grand Jury Subpoena
Read →: SEC Subpoena vs. Grand Jury SubpoenaHere's the terrifying paradox nobody explains: the SEC subpoena is actually more dangerous than the grand jury subpoena. Most people assume the…
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How to Respond to SEC Subpoena for Testimony
Read →: How to Respond to SEC Subpoena for TestimonyYour attorney can be present - but can't actually protect you the way you think. If you've ever seen a deposition on…
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What Happens After an SEC Subpoena
Read →: What Happens After an SEC SubpoenaThe SEC doesn't tell you when it's over. This is the thing nobody explains upfront. You receive a subpoena, you hire a…
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Can the SEC Subpoena My Emails?
Read →: Can the SEC Subpoena My Emails?Yes - but that's not the question you should be asking. The real question is: what emails EXIST that they can subpoena?…
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Am I Under SEC Investigation?
Read →: Am I Under SEC Investigation?You may already be under investigation and have absolutely no way to know. By law, SEC investigations are "confidential and non-public." You…
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How Long Do SEC Investigations Last
Read →: How Long Do SEC Investigations LastThe SEC has no deadline to finish investigating you. Ask any lawyer how long an SEC investigation takes and they'll say "it…
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What Triggers an SEC Investigation
Read →: What Triggers an SEC InvestigationThe SEC isn't hunting for you. An algorithm is. Before any human at the Securities and Exchange Commission reviews your trading activity,…
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Can the SEC Investigation Lead to Jail
Read →: Can the SEC Investigation Lead to JailThe SEC cannot send you to jail. They don't have the authority. The Securities and Exchange Commission is a civil enforcement agency…
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SEC Formal vs. Informal Investigation
Read →: SEC Formal vs. Informal InvestigationSEC Formal vs. Informal Investigation: Why "Informal" Is the Dangerous Word The word "informal" is the SEC's most dangerous lie. When the…
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How to Know If the SEC Is Investigating You
Read →: How to Know If the SEC Is Investigating YouHow to Know If the SEC Is Investigating You: The Signs They Won't Tell You The SEC doesn't tell you when they're…
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