Service & Results.

nyc criminal lawyers over 30 years of experienceWe Know How To Win Cases

Spodek Law Group handles tough cases
nationwide, that demand excellence.

Get Free Consultation

Faced 5+ Years in Prison

People Vs Joseph Amico

Covered by NYDaily News. Las Vegas man accused of threatening a prominent attorney and making vile remarks.

Faced 10+ Years in Prison

People Vs. Anna Sorokin

Covered by New York Times, and other outlets. Fake heiress accused of conning the city’s wealthy, and has an HBO special being made about her.

Faced 3+ Years in Prison

People Vs. Genevieve Sabourin

Accused of stalking Alec Baldwin. The case garnered nationwide attention, with USAToday, NYPost, and other media outlets following it closely.

Faced Potential Charges

Ghislaine Maxwell Juror

Juror who prompted calls for new Ghislaine Maxwell trial turns to lawyer who defended Anna Sorokin.

Why Choose Us

Clients can use our portal to track the status of their case, stay in touch with us, upload documents, and more.

Regardless of the type of situation you're facing, our attorneys are here to help you get quality representation.

We can setup consultations in person, over Zoom, or over the phone to help you. Bottom line, we're here to help you win your case.

Law in the Media

View All

Meet Todd Spodek


The Spodek Law Group understands how delicate high-profile cases can be, and has a strong track record of getting positive outcomes. Our lawyers service a clientele that is nationwide. With offices in both LA and NYC, and cases all across the country - Spodek Law Group is a top tier law firm.

Todd Spodek is a second generation attorney with immense experience. He has many years of experience handling 100’s of tough and hard to win trials. He’s been featured on major news outlets, such as New York Post, Newsweek, Fox 5 New York, South China Morning Post, Insider.com, and many others.

In 2022, Netflix released a series about one of Todd’s clients: Anna Delvey/Anna Sorokin.

Why Clients Choose Spodek Law Group

The reason is simple: clients want white glove service, and lawyers who can win. Every single client who works with the Spodek Law Group is aware that the attorney they hire could drastically change the outcome of their case. Hiring the Spodek Law Group means you’re taking your future seriously. Our lawyers handle cases nationwide, ranging from NYC to LA. Our philosophy is fair and simple: our nyc criminal lawyers only take on clients who we know will benefit from our services.

We’re selective about the clients we work with, and only take on cases we know align with our experience – and where we can make a difference. This is different from other law firms who are not invested in your success nor care about your outcome.

If you have a legal issue, call us for a consultation.
We are available 24/7, to help you with any – and all, challenges you face.


By Spodek Law Group | June 23, 2023
(Last Updated On: August 28, 2023)

Last Updated on: 28th August 2023, 04:56 am

Let’s Talk SEC Subpoenas

So, you’ve been slapped with an SEC subpoena? Not exactly the type of mail you look forward to, eh? Well, don’t worry – let’s go over what this entails, step-by-step.

What’s an SEC Subpoena Anyway?

Alright, an SEC subpoena is essentially a legal way for the Securities and Exchange Commission to ask for documents or data that it thinks is significant to its ongoing investigation. It’s like a nudge from a big federal agency saying, “hey, we think you’ve got some information we need.” Not the most comforting nudge, we know.

How Does the SEC Have This Power?

The Securities and Exchange Commission (SEC) is the heavy hitter in the federal arena when it comes to enforcing securities laws. These guys have far-reaching power to investigate just about anyone for securities fraud. Mostly, they’re focused on potential stock manipulation, misleading statements, insider trading, or any shenanigans where investors are being shortchanged.

Two Types of SEC Subpoenas: What’s Your Flavor?

There are two kinds of SEC subpoenas: Subpoena ad testificandum and Subpoena duces tecum. The first one is a fancy way of saying that you need to appear at a specific place and time to testify under oath. The second one is a knock on your door for some specific documents that the SEC believes you have.

Pull Up a Chair: When You Get an SEC Subpoena

Here’s the scoop: If you’ve received an SEC subpoena, it’s because they’re asking for your records for an investigation. Generally, you’ll be told that you’ve got 30 days to hand over all records related to what they’re digging into.

The big deal here is you’re likely to sit down with a real-live SEC enforcement official who’s gonna grill you with questions. Lying or playing coy about your records is a no-go; it’s a one-way ticket to obstruction of justice charges.

Saddle up: What to do when you get an SEC Subpoena

First things first, ring up Todd Spodek at the Spodek Law Group. He’s a seasoned SEC defense lawyer who’s been around the block a few times and can guide you through this ordeal.

Next up, remember that certain information is considered “privileged” – for instance, if it’s between you and your lawyer.

Make sure you thoroughly read through the subpoena. You gotta understand what information you need to turn over. Do this hand in hand with your attorney and remember, slow and steady often wins the race.

Keep a record of everything – every phone call, every email, every meeting. You never know when it could come in handy later on.

Remember to keep your cards close to your chest. No spilling the beans about your case to anyone who isn’t your attorney.

Last but not least, do everything by the book. Avoid any activities that even have the faintest whiff of obstruction of justice.

What Records Might the SEC Want from You?

The SEC might want to take a look at documents related to your financial transactions, emails, photographs, videos, and other data. For instance, if something fishy happened during a stock sale or during an acquisition, the SEC could want to go through your books.

When You Need a Consult…

Now, if you do receive an SEC subpoena, the first person to call up is Todd Spodek, over at the Spodek Law Group. With years of experience dealing with SEC subpoenas and enforcement actions, these guys know their stuff. They’ll guide you in dealing with the SEC investigation and work stellar hard to protect your interests. So, sleep easy knowing that you’ve got some of the best in the biz on your side.

The Big Picture

Having an SEC subpoena served is not a fun experience, right? It can feel like you’ve got a huge target attached to your back. However, with the right legal team at your side, you can navigate this ordeal. It’s all about knowing your rights, understanding exactly what’s being asked of you, and having an experienced attorney guiding you through this legally complex terrain.

Common Pitfalls to Avoid

One common pitfall with SEC subpoenas is letting things get out of hand. How so? By withholding information or attempting to stonewall the investigation. The SEC doesn’t take kindly to such behavior, categorizing it as obstruction of justice. And trust me, you don’t want to find yourself in a situation where you’re facing those charges.

Another pitfall? Acting without legal counsel. You need a professional attorney who understands the process. Todd Spodek is well-versed when it comes to SEC subpoenas. He knows how to deal with the SEC, how to protect your rights and how to work towards clearing your name.

Importance of Transparency

The key in all this is transparency – the SEC is simply doing its job, and the more transparent and cooperative you are, the smoother things will go. Remember, you’re not alone. The Spodek Law Group is familiar with these sorts of subpoenas and will provide a robust defense while helping you navigate this uncertain time.

Bottom Line

SEC Subpoenas are not to be taken lightly, nor should the agent who serves them be viewed as the enemy. Keep in mind, the goal of these investigations is to maintain a safe, fair, and transparent securities market.

Facing an SEC subpoena? Don’t panic, and don’t face it alone. Reach out to Todd Spodek and the Spodek Law Group. With their extensive experience with SEC subpoenas, they’ll be able to guide you through the process, keeping the best outcome in focus.

Free Consultation


I was searching for a law firm with some power to help me deal with a warrant in New York . After 6 days I decided to go with Spodek Law Group. It helped that This law firm is well respected by not only the top law firms in New York , but the DA , Judge as well. I...

~Fonder Brandon

5 Stars
It was my good fortune to retain Spodek Law Group for representation for my legal needs. From the beginning, communication was prompt and thorough. Todd, Kenneth and Alex were the first people I worked with and they all made me, and my company Qumana skincare feel comfortable and confident that the team was going to work hard for me. Everything...

~A G

5 Stars
After meeting with several law firms, I chose the Spodek Law Group not only for their professionalism and experience, but for the personal attention given to me right from the initial consultation. It is important to recognize how crucial having the right legal team is when faced with potentially life altering events that impact families and the lives of loved...

~George Cherubini

Spodek Law Group

White Glove Service

We Provide Superior Service, Excellent Results, At A Level Superior To Other Criminal Defense Law Firms. Regardless Of Where Your Case Is, Nationwide, We Can Help You.
View More

Request Free Consultation

Please fill out the form below to receive a free consultation, we will respond to
your inquiry within 24-hours guaranteed.


85 Broad St 30th Floor, New York, NY 10004


get directions

Los Angeles

611 S Catalina St Suite 222, Los Angeles, CA 90005


get directions


35-37 36th St, 2nd Floor Astoria, NY 11106


get directions


195 Montague St., 14th Floor, Brooklyn, NY 11201


get directions
Call Now!