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Mar 25, 2018

Breach of fiduciary duty Lawyers

One of the most common causes for securities arbitration is that an investment advisor breached a duty owed to the client. The fiduciary duty requires the investment advisor, and in certain situations a broker, to act in the best interest of the person who was owed that duty. If you are accused of breaching fiduciary duty – then our breach of fiduciary duty lawyers can help you.

This duty deals with duty of case, duty of loyalty, duty of good faith, and duty of fair dealing. In a securities arbitration claim, our team of lawyers will work to prove that you DID NOT act negligently, or recklessly, when providing investment advice. We will work with you to prove that you DID NOT make misrepresentations, or omissions by failing to disclosure information regarding the investment which would affected the customer’s final decision.

Our goal is to help you preserve your reputation and record. We’ll make sure that if you are being sued for breach of fiduciary duty, that you are vindicated of all charges. The Investment Adviser Act of 1940 memorializes the rule that advisers have to comply with when upholding their duty to their clients. It means investment advisors have to act in the best interest of their customers and provide investment advice which adheres to the investor’s objectives and risk tolerance. Advisers have to disclose all conflicts of interest which cause the adviser to give advice which isn’t neutral. As your attorney, we will work to ensure that it is clear that you acted in the best interests of your investor, and adhered to their investment guidelines at all times.

Our attorneys can work with you to ensure that it is proven beyond a reasonable doubt that you upheld your fiduciary duty, and prevented violations of the Investment Adviser Act of 1940.

 

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New York, NY 10005

Queens

35-37 36th St,
Astoria, NY 11106

Brooklyn

195 Montague St.
14th Floor,
Brooklyn, NY 11201

Manhattan

140 Broadway, 46th Floor
New York, NY 10005

Phone

888-977-6335

Queens

35-37 36th St,
Astoria, NY 11106

Phone

888-977-6335

Brooklyn

195 Montague St.
14th Floor,
Brooklyn, NY 11201

Phone

888-977-6335

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